Evidence to Action -- Ohio Securities Conference 2026
Date of Event
10-23-2026
Description
9:00 a.m. - 4:10 p.m.
The Ohio Department of Commerce Division of Securities announces the 2026 Ohio Securities Conference: Evidence to Action. This year’s conference will provide education, insight, networking opportunities, and more to participants in all facets of the securities industry. This event will provide a unique opportunity for lawyers, broker-dealer agents, investment adviser representatives, compliance personnel, law students, and other stakeholders the chance to engage directly with the Division of Securities and numerous high-profile thinkers, commentators, and decision-makers in the securities industry.
In addition to the Commissioner of the Division and other Division staff, speakers will also include a former Director of the Division of Examinations at the U.S. Securities and Exchange Commission, senior prosecutors from the Ohio Attorney General’s Office, financial services industry professionals, as well as officials from across the legal and regulatory communities.
Topics to be discussed include private credit, a multi-part discussion of one of the largest and most complex criminal investigations undertaken by the Division, annual updates by senior Division staff, and an industry panel.
$125 for CLE credit
Lecture Series
Ohio Securities Conference
Subject Headings
securities law--Ohio
Location
CWRU School of Law Moot Courtroom (in person) and Virtual (Zoom)
Document Type
Video
Recommended Citation
Ohio Department of Commerce, Division of Securities and Case Western Reserve University School of Law, "Evidence to Action -- Ohio Securities Conference 2026" (2026). Conferences and Symposia. 1168.
https://scholarlycommons.law.case.edu/law_videos_general/1168