Sarbanes-Oxley and SEC Standards of Professional Conduct

Abstract

Commentary on Richard Humes, "Remarks of an SEC Associate General Counsel" and Geralyn Presti, "Current Ethical Issues for Securities Lawyers-A Comment on Humes."

Keywords

securities lawyer, SEC

Publication Date

2007

Document Type

Article

Publication Information

57 Case Western Reserve Law Review 365 (2007)

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