Sarbanes-Oxley and SEC Standards of Professional Conduct
Commentary on Richard Humes, "Remarks of an SEC Associate General Counsel" and Geralyn Presti, "Current Ethical Issues for Securities Lawyers-A Comment on Humes."
securities lawyer, SEC
57 Case Western Reserve Law Review 365 (2007)
Rapp, Robert N., "Sarbanes-Oxley and SEC Standards of Professional Conduct" (2007). Faculty Publications. 2154.